Moody Financial Fund III is a 506 (c) offering available to accredited investors only through a registered investment advisor or licensed financial advisor.
Offering Details
| Securities Offered | Preferred Limited Liability Company Units |
| Maximum Offering Amount | $40,000,000 |
| Minimum Investment | $50,000 (50 Units) |
| Preferred Distribution(1) | 10% |
| Redemption Date(2) | July 31, 2028 |
| Cash Redemption | At Par Upon Maturity |
| Early Redemption | Beginning 6 Months After Issuance at Option of the Fund |
| Principle Objectives(3) | The principle objectives of the company will be to (I) preserve the members capital investment and (II) realize income through the development, operation and sale of the project, and (III) make distributions to the members |
(1) There can be no assurance that cash or profits will be generated by the Project. Distributions will be paid in accordance with the Fund’s limited liability company agreement.
(2) A 12-month extension may be exercised.
(3) There is no guarantee these objectives will be achieved. The investment is speculative and illiquid. Investors may lose their entire investment.
*All photos are artist renderings of the Project based on preliminary development plans. There is no guarantee that these photos will accurately reflect the completed Project.
IMPORTANT RISK DISCLOSURE
An investment in Moody Financial Fund III, LLC (the Fund) involves substantial risk including, but not limited to, the following:
- An investment in preferred limited liability company units of the Fund (the “Units”) is speculative and investors may lose all or a substantial part of their investment
- There will be no public market for the Units
- There is no guarantee cash or profits will be generated by the Project
- There can be no assurance that the Fund will pay the preferred distribution
- Lack of liquidity
- The Fund is newly formed with no operating history
- The Units will have limited voting rights
- An affiliate of Moody Financial Fund Manager III, LLC (the “Manager”) will own all of the common limited liability company units in the Fund
- The Units will be subject to restrictions on transferability and investors may be required to hold their Units for an indefinite period of time
- Reliance on affiliates of the Manager to manage the development and construction of the Project
- Development risks
- Lack of permits for the development and construction of the Project
- Risks associated with real estate investments
- Potential environmental liabilities
- Using leverage to develop and operate the Project
- No diversity in investment
- Affiliates of the Manager are entitled to receive fees, compensation and expense reimbursements regardless of whether the Project operates at a profit
- Potential adverse impacts due to inflation and fluctuating interest rates
- There may be conflicts of interest between the Manager and its affiliates and the Fund
This webpage is not an offer to sell securities. An offer to sell the Units may be made only pursuant to the Moody National Financial Fund III, Inc. Confidential Private Placement Memorandum, as amended or supplemented (the “Memorandum”) This webpage must be read in conjunction with the Memorandum. A potential purchaser should review the Memorandum, its exhibits and all additional documents in their entirety before making a decision to purchase.
The offering (the “Offering”) of Units will not be registered under the Securities Act of 1933 (the “Securities Act”) or the securities laws of any state and are being offered and sold in reliance on exemptions from the registration requirements of the Securities Act and such state laws. Certain disclosure requirements which would have been applicable if the Units were registered are not required to be met. Neither the Securities and Exchange Commission nor any other federal or state agency has passed upon the merits of or given their approval to the Units, the terms of the Offering or the accuracy or completeness of the Memorandum.
The Units are being offered through Moody Securities, LLC, a member of FINRA and SIPC. The information contained herein is not an offer or a solicitation related to the sale of any securities. Such an offer or solicitation can be made only as supplemented through the Memorandum, which is always controlling and supersedes the information contained herein in its entirety. The information contained herein is not to be construed as tax or legal advice, as neither Moody Securities, LLC, nor any of its associated persons are qualified tax or legal professionals. Subject to certain regulatory requirements, the information contained herein is confidential, and only for the use of its intended recipient(s).
NEITHER THE ATTORNEY GENERAL OF THE STATE OF NEW YORK NOR ANY OTHER STATE REGULATORS HAVE PASSED ON OR ENDORSED THE MERITS OF THIS OFFERING. ANY REPRESENTATION TO THE CONTRARY IS UNLAWFUL.
Not a Deposit – Not FDIC Insured – Not Bank Guaranteed – May Lose Value